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Job Details

Salary
Competitive
Closing Date
17/01/2020 23:59
Branch
Leeds (Head Office)
17 October 2019

Compliance Monitoring Assistant Manager

An exciting opportunity has arisen for an Compliance Monitoring Assistant Manager at Redmayne Bentley. The role is based at the firm’s Leeds Head Office, located in the heart of the city’s financial district, only a few minutes’ walk from Leeds train station.

What you will be doing
Working closely with the Director of Regulation and the Compliance Monitoring Manager, you will be assisting in developing a risk-based monitoring plan and, with your team, delivering the plan to agreed timescales.

What you will bring to the team
You will be able to utilise your experience of delivering monitoring plans, monitoring risks and managing and coaching colleagues (the role includes direct line management for a small number of individuals) to achieve targets considering FCA requirements.  Compliance monitoring does result in the need to deliver outcomes that are not always welcomed, and this is where your ability to build rapport and influence others will come into its own. 

As you are monitoring Investment Managers and Execution-only Stockbrokers, the role requires an appropriate RDR compliant qualification relating to securities such as the CISI level 4 Investment Advice Diploma or equivalent and/or Compliance qualifications.

Benefits
In return, we offer a competitive reward package including 25 days annual leave plus bank holidays (increasing with service), a discretionary bonus scheme, contributory pension, private medical care and travel loans.

Established in 1875, Redmayne Bentley has a vision to be the most trusted independent provider of personal investment services. Our mission is to provide excellent personal investment services that enhance clients’ wealth, and our values of Excellence, Integrity, Respect, Responsibility and Teamwork reflect this and are at the core of all we do.

If these values resonate with you, and you would like to pursue a career at an award-winning firm that is proud of its history and values its people, then we would love to hear from you.  Please submit your CV along with a covering letter.

Alternatively, you can contact Jackie Johnston on 0113 200 6401 for an informal discussion about the role.
 
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