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Frequently Asked Questions

In you have any queries, please do not hesitate to contact us. We offer a choice of service channels for all our customers.

FAQs about Careers

Can I visit Redmayne-Bentley?

You can drop into our Leeds Stocks and Shares shop at any time to find out more about what we do as a firm, but in order to visit one of our offices use our branch finder. You may need to make an appointment.

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How do I pursue a career in stockbroking?

Please see the full Careers section of this website.

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What qualifications do Stockbrokers and investment Managers need?

In order to be a Stockbroker within Redmayne-Bentley and take orders from clients and trade with the market, you will need to be an Approved Person.  This requires you to hold either a full Level 3 qualification e.g. CISI Certificate in Securities or other equivalent accredited body qualification. New entrants will be required to hold or be working towards gaining two of the CISI L4 Investment Advice Diploma papers i.e. UK Regulation and Professional Integrity and the Securities module.

For investment management as a result of the Retail Distribution Review (RDR) the minimum requirement is for individuals to hold a full level four RDR compliant qualification e.g. CISI L4 Investment Advice Diploma as detailed in the FCA’s appropriate qualifications table The table lists the qualifications that individuals need to attain in order to carry out certain activities for retail clients. 

Investment managers are also required to hold a valid Statement of Professional Standing (SPS) and complete 35 hours continuing professional development (CPD) per year, of which 21 hours must be structured.

For further information on the various qualifications offered then please refer to the accredited bodies’ individual websites: CISI Qualifications  CII Qualifications  CFA Qualifications

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Use our enquiry form or write to us if you have any questions regarding our products and services.

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